Form: 8-K

Current report filing

September 16, 2019

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
__________________________
  
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  September 13, 2019
 
The Hillman Companies, Inc.
(Exact name of registrant as specified in its charter)
 
Delaware
 
001-13293
 
23-2874736
(State or other jurisdiction
 
(Commission File No.)
 
(I.R.S. Employer
of incorporation)
 
 
 
Identification No.)
 
10590 Hamilton Avenue
Cincinnati, Ohio 45231
(Address of principal executive offices)

Registrant’s telephone number, including area code: (513) 851-4900

Not Applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))  

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbols
Name of each exchange on which registered
11.6% Junior Subordinated Debentures
 
None
Preferred Securities Guaranty
 
None

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  


Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On September 13, 2019, the boards of directors (the “Boards”) of The Hillman Companies, Inc. (the “Company”) and The Hillman Group, Inc. (“Hillman” and, with the Company, the “Companies”) appointed Douglas J. Cahill to be the President and Chief Executive Officer of the Companies effective immediately. Mr. Cahill is also the Executive Chairman of the Companies and replaced Gregory J. Gluchowski, Jr., who left the Companies on September 13, 2019 and will be focusing on family medical issues.
              
Item 8.01 Other Events.

On September 16, 2019, the Company issued a press release relating to Mr. Cahill’s new appointment. A copy of such press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.


Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.


EXHIBIT NUMBER
 
DESCRIPTION
99.1
 
Press Release dated September 16, 2019.






SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: September 16, 2019
THE HILLMAN COMPANIES, INC.
 
 
 
 
By:
/s/ Douglas J. Cahill
 
Name:
  Douglas J. Cahill
 
Title:
  President and Chief Executive Officer






EXHIBIT LIST

EXHIBIT NUMBER
 
DESCRIPTION
 
 
 
 
Press Release dated September 16, 2019