SD: Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
Published on May 29, 2014
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
The Hillman Companies, Inc.
(Exact name of the registrant as specified in its charter)
| Delaware | 1-13293 | 23-2874736 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 10590 Hamilton Ave., Cincinnati, OH | 45231 | |
| (Address of principle executive offices) | (Zip code) |
Sandy Harrod (513) 851-4900
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.
ITEM 1.01 Conflicts Minerals Disclosure
The Hillman Companies, Inc. evaluated its current product lines and determined that certain products contain tin, tungsten, tantalum and/or gold (3TG). The survey of suppliers determined that our supply chain is DRC Conflict Undeterminable. As a result, we have filed a Conflict Minerals Report.
ITEM 1.02 Conflicts Minerals Report
A copy of the Companys Conflict Minerals Report is provided as Exhibit 1.02 hereto and is available at www.hillmangroup.com under About Us / Corporate Governance.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
The Hillman Companies, Inc.
(Registrant)
| By: | /s/ Robert J. Lackman | May 29, 2014 | ||||||
| Name: | Robert J. Lackman | (Date) | ||||||
| Title: | Executive Vice President of Global Operations | |||||||