3: Initial statement of beneficial ownership of securities
Published on July 19, 2021
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CCMP Capital, LP C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X | |||
CCMP Capital GP, LLC C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X | |||
CCMP Capital Investors III, L.P. C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X | |||
CCMP Capital Investors III (Employee), L.P. C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X | |||
CCMP Co-Invest III A, L.P. C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X | |||
CCMP Capital Associates III, L.P. C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X | |||
CCMP Co-Invest III A GP, LLC C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X | |||
CCMP Capital Associates III GP, LLC C/O CCMP CAPITAL ADVISORS, LP 277 PARK AVENUE, 27TH FLOOR NEW YORK, NY 10172 |
X |
Signatures
CCMP CAPITAL, LP, By: CCMP Capital GP, LLC, its general partner, /s/ Richard G. Jansen, Title: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date | |
CCMP CAPITAL GP, LLC, By: /s/ Richard G. Jansen, Title: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date | |
CCMP CAPITAL INVESTORS III, L.P., By: CCMP Capital Associates III, L.P., its general partner, By: CCMP Capital Associates III GP, LLC, its general partner, By: /s/ Richard G. Jansen, NTitle: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date | |
CCMP CAPITAL INVESTORS III (EMPLOYEE), L.P., By: CCMP Capital Associates III, L.P., its general partner, By: CCMP Capital Associates III GP, LLC, its general partner, By: /s/ Richard G. Jansen, Title: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date | |
CCMP CO-INVEST III A, L.P., By: CCMP Co-Invest III A GP, LLC, its general partner, By: /s/ Richard G. Jansen, Title: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date | |
CCMP CO-INVEST III A GP, LLC, By: /s/ Richard G. Jansen, Title: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date | |
CCMP CAPITAL ASSOCIATES III, L.P., By: CCMP Capital Associates III GP, LLC, its general partner, By: /s/ Richard G. Jansen, Title: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date | |
CCMP CAPITAL ASSOCIATES III GP, LLC, By: /s/ Richard G. Jansen, Title: Managing Director and General Counsel | 07/19/2021 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | CCMP Co-Invest III A GP, LLC ("CCMP Co-Invest GP") is the general partner of CCMP Co-Invest III A, L.P. ("CCMP Co-Invest"). CCMP Capital Associates III, L.P. ("CCMP Capital Associates") is the general partner of each of CCMP Capital Investors III, L.P. ("CCMP Capital Investors") and CCMP Capital Investors III (Employee), L.P. ("CCMP Employee" and together with CCMP Capital Investors and CCMP Co-Invest, the "CCMP Investors"). The general partner of CCMP Capital Associates is CCMP Capital Associates III GP, LLC ("CCMP Capital Associates GP"). |
(2) | CCMP Capital Associates GP and CCMP Co-Invest GP are each wholly owned by CCMP Capital, LP. The general partner of CCMP Capital, LP is CCMP Capital GP, LLC. CCMP Capital GP, LLC ultimately exercises voting and dispositive power over the shares of common stock of Hillman Solutions Corp. held by the CCMP Investors. As a result, each of CCMP Capital Associates, CCMP Capital Associates GP, CCMP Co-Invest GP, CCMP Capital, LP and CCMP Capital GP, LLC may be deemed to share beneficial ownership with respect to certain of the shares of common stock of Hillman Solutions Corp. held by the CCMP Investors. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |