Form: 8-K

Current report filing

February 27, 2008

 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 27, 2008
The Hillman Companies, Inc.
(Exact name of registrant as specified in its charter)
         
Delaware   001-13293   23-2874736
(State or other jurisdiction   (Commission File No.)   (I.R.S. Employer
of incorporation)       Identification No.)
Registrant’s telephone number, including area code: (513) 851-4900
Not Applicable
(Former name or former address,
if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 8.01 Other Events.
On February 19, 2008, The Hillman Companies, Inc. (the “Company”) received a letter from the American Stock Exchange (“AMEX”) dated February 13, 2008, informing the Company that the continued listing deficiency referenced in the AMEX letter dated August 3, 2007, has been resolved. As a result the Company is in compliance with AMEX rules and regulations and the trust preferred securities of The Hillman Group Capital Trust will continue to trade on the AMEX.

 


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
Date: February 27, 2008
  THE HILLMAN COMPANIES, INC.    
 
       
 
  /s/ James P. Waters    
 
 
 
James P. Waters
   
 
  Chief Financial Officer